31 December 2025

EFTs Not The Answer In A Volatile Market

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There is a general assumption that Exchange Traded Funds (ETFs) can act as a hedge against market volatility. Maybe that is because some view them as a passive investment. As one 2015 study about passive investing that appeared on the Securities and Exchange Commission’s website illustrated, ETFs "are playing the leading role in the rise of passive investing.”

The authors continue on to note that some have suggested that, because of their passivity, ETFs contribute to “portfolio diversification,” which is important for any investor, and especially those who are investing for retirement.

This is true only in part, according to the authors of the study. They write that ETFs are an easy way to buy the index for individual investors. As a result, they attract a lot of demand and have seen tremendous growth over the past two decades. The fact that ETFs are inexpensive relative to buying the underlying stocks also attracts tremendous interest. Basically, the trading strategies that were too expensive without ETFs suddenly become more affordable, easy and popular, thanks to these instruments.

When I was recently interviewed on this subject, I suggested that weighting your portfolio with ETFs does not represent true diversification. More complete diversification -- what we call “21st-century diversification” -- includes alternative investment vehicles, such as direct investment in private small businesses, turnkey rental real estate and possibly even digital currencies. This is important because alternative investments are only thinly correlated to the stock and bond markets.

Overall, making alternative investments can be a very good strategy because they zag when the public markets zig. So, the next question becomes: How do I access these investments? With the rise of several dozen mechanisms available to allow investments with small dollar amounts into everything from commercial real estate to direct investments into small businesses via lending or purchasing equity, it has never been easier to make alternative investments.

An even better option is emerging: you can diversify your retirement savings portfolio by leveraging the power of the self-directed solo 401(k) or self-directed IRA. These instruments are imbued with certain tax benefits, as well as the ability to make alternative investments. I expect that more and more companies will emerge in the future to help investors take advantage of those instruments. Companies now exist to allow investors to participate with as little as a $100 minimum investment to buy a small stake in a commercial office building, buy secondary market shares of high-value private companies and lend money to a local business in your community.

How much should you place in alternative investments? A truly diversified portfolio could contain up to 10-30% of alternative investments, such as real estate, to withstand market volatility.

Click here for the original article from Forbes.

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